Date: Thursday, October 16
Time: 8 AM – 5 PM
Location: Hilton Garden Inn Southpointe
Registration: Use this link to register.
Brian Sommer will be discussing "What’s in Your Client Agreements?" during one of the breakout sessions. The presentation will address CFP Rules of Conduct and FINRA Rules 2090 and 2011, how those rules track the relevant legal standards, and how to comply with them. He will also discusses the how, why, and when of subsequent written communications to clients regarding their investments.
View the full event agenda.
1 PA insurance credit approved, 1 CFP credit granted, and CPE, CLE pending